SEC RULE 606 REPORTThis report is divided into four sections:
- Securities listed on the NYSE, reported as Network A-eligible securities
- Securities listed on the NASDAQ
- Securities listed on the NYSE AMEX or regional exchanges, reported as Network B-eligible securities
- Exchange listed options
For each section, this report identifies the venues most often selected by the Firm, sets forth the percentage of various types of orders routed to the venues, and discusses the material aspects of the Firm’s relationship with the venues.
You may visit the SEC website for more information on the Disclosure of Order Execution and Routing Practices, Regulation NMS.